Wilkowski Law https://wilkowskilaw.com We represent investors, consumers, and small businesses Fri, 13 Jan 2023 16:48:36 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://wilkowskilaw.com/wp-content/uploads/2022/10/cropped-PNG-32x32.png Wilkowski Law https://wilkowskilaw.com 32 32 Holding the broker-dealer liable: failure to supervise https://wilkowskilaw.com/holding-the-broker-dealer-liable-failure-to-supervise/ Tue, 10 Jan 2023 22:34:18 +0000 https://wilkowskilaw.com/?p=6159 Your broker-dealer is responsible for the conduct of its advisors.

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]]> The new single-stock ETF https://wilkowskilaw.com/the-new-single-stock-etf/ Tue, 10 Jan 2023 17:19:33 +0000 https://wilkowskilaw.com/?p=6155 Single-stock ETFs: the most recent Wall Street invention.

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]]> FINRA warns of small-cap “pump and dump” IPOs. https://wilkowskilaw.com/finra-warns-of-small-cap-pump-and-dump-ipos/ Fri, 30 Dec 2022 05:03:53 +0000 https://wilkowskilaw.com/?p=6149 Small-cap IPOs: recent scams make these questionable investments.

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]]> Why non-traded REITs are often losing investments https://wilkowskilaw.com/why-non-traded-reits-are-often-losing-investments/ Wed, 21 Dec 2022 20:03:59 +0000 https://wilkowskilaw.com/?p=6121 Non-traded REITs: no comparison to publicly-traded REITs

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]]> The life and death of the fiduciary rule https://wilkowskilaw.com/the-life-and-death-of-the-fiduciary-rule/ Thu, 15 Dec 2022 23:55:34 +0000 https://wilkowskilaw.com/?p=6029 The fiduciary rule goes down in flames. But will Regulation 'Best Interest' make up for it?

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]]> The high costs of variable annuities https://wilkowskilaw.com/the-high-costs-of-variable-annuities/ Thu, 08 Dec 2022 19:56:56 +0000 https://wilkowskilaw.com/?p=6022 Variable annuities: high fees, high costs, high commissions, low gains.

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]]> Does your advisor have you invested in non-traditional ETFs? https://wilkowskilaw.com/the-risk-of-non-traditional-etfs/ Tue, 06 Dec 2022 23:33:23 +0000 https://wilkowskilaw.com/?p=6016 Non-traditional ETFs: good for non-traditional (i.e., low) gains.

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]]> Can you recover investment losses from excessive trading by your broker? Churning 101. https://wilkowskilaw.com/can-you-recover-investment-losses-from-excessive-trading-by-your-broker-churning-101/ Fri, 02 Dec 2022 23:55:45 +0000 https://wilkowskilaw.com/?p=6013 Churning: one way to bleed your account dry. Look out for it.

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]]> Can you recover your investment losses from your brokerage? Unsuitability 101. https://wilkowskilaw.com/can-you-recover-your-investment-losses-from-your-brokerage-unsuitability-101/ Fri, 02 Dec 2022 01:59:38 +0000 https://wilkowskilaw.com/?p=5981 Unsuitable investments and poor returns. Your advisor must make suitable recommendations to you.

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]]> Investor Arbitrations under FINRA – FAQs https://wilkowskilaw.com/investor-arbitrations-under-finra-faqs/ Fri, 02 Dec 2022 00:00:47 +0000 https://wilkowskilaw.com/?p=6010 Here are the most common questions asked about FINRA arbitrations.

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